Network Capital Limited — Corporate Account Opening Form

Corporate Details

Company Information

Company Name*

RC / BN Number*

Date of Incorporation*

Tax Identification Number (TIN)*

Nature / Type of Business*

Registered Business Address*

Office Telephone 1*

Office Telephone 2

Official Email Address*

Preferred Communication*

EmailTelephoneWhatsApp

Financial Profile

Does the company, any director, beneficial owner or signatory have PEP exposure?*

YesNo

Authorised Signatory 1

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Signatory 1 must be a director, authorised executive, trustee, partner, or person appointed by board resolution.

Authorised Signatory 1 — Personal Details

Title*

Surname*

First Name*

Other Name

Date of Birth*

Gender*

MaleFemale

Nationality*

State of Origin*

LGA of Origin*

Position / Designation*

Residential Address*

Phone Number*

Email Address*

BVN*

Exactly 11 digits.

BVN Confirmation*

Identity Verification — Signatory 1

Government-issued ID Type*

International PassportDrivers LicenceNational ID Card (NIN)

ID Number*

Issue Date

Expiry Date*

Passport Photograph*

⬆

Click to upload or drag and drop

JPG or PNG · Max 2MB

Upload one recent, clear passport photograph showing one face.

Upload ID Front*

⬆

Click to upload or drag and drop

PDF, JPG or PNG · Max 5MB

Upload ID Back

⬆

Click to upload or drag and drop

Required for Drivers Licence and NIN

Is Signatory 1 a PEP or affiliated with a PEP?*

YesNo

Specimen Signature — Signatory 1

Authorised Signatory 1

Full Name*

Date*

Sign here

Upload Signature Specimen (optional alternative)

⬆

Click to upload signature image

JPG or PNG · Max 2MB

Authorised Signatory 2

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Corporate accounts require at least two authorised signatories unless an approved board mandate provides otherwise.

Authorised Signatory 2 — Personal Details

Title*

Surname*

First Name*

Other Name

Date of Birth*

Gender*

MaleFemale

Nationality*

State of Origin*

LGA of Origin*

Position / Designation*

Residential Address*

Phone Number*

Email Address*

BVN*

Exactly 11 digits.

BVN Confirmation*

Identity Verification — Signatory 2

Government-issued ID Type*

International PassportDrivers LicenceNational ID Card (NIN)

ID Number*

Issue Date

Expiry Date*

Passport Photograph*

⬆

Click to upload or drag and drop

JPG or PNG · Max 2MB

Upload one recent, clear passport photograph showing one face.

Upload ID Front*

⬆

Click to upload or drag and drop

PDF, JPG or PNG · Max 5MB

Upload ID Back

⬆

Click to upload or drag and drop

Required for Drivers Licence and NIN

Is Signatory 2 a PEP or affiliated with a PEP?*

YesNo

Specimen Signature — Signatory 2

Authorised Signatory 2

Full Name*

Date*

Sign here

Upload Signature Specimen (optional alternative)

⬆

Click to upload signature image

JPG or PNG · Max 2MB

Additional Signatories and Mandate

Does this account require a third authorised signatory?*

YesNo

Does this account require a fourth authorised signatory?*

YesNo

Corporate Signature Mandate

Who may authorise transactions on this account?*

Bank Details, Investment Profile and Documents

Company Bank Account

Bank Name*

Account Number*

10-digit NUBAN.

Account Name*

Must match company registered name exactly.

Account Type*

Branch Name*

Date Opened

Investment Profile

Prior Investment Experience*

None1 to 2 years2 to 5 yearsOver 5 years

Investment Time Horizon*

Under 1 year1 to 2 years2 to 5 yearsOver 5 years

Risk Tolerance*

LowMediumHigh

NASD OTC and Online Access

Open a NASD OTC Securities account?*

YesNo

Where applicable, access to Networktrader will be activated after your account has been approved and opened.

Required Company Documents

Certificate of Incorporation*

⬆

Click to upload or drag and drop

PDF, JPG or PNG · Max 5MB

Memorandum and Articles of Association*

⬆

Click to upload or drag and drop

PDF, JPG or PNG · Max 5MB

CAC Status Report / Particulars of Directors*

⬆

Click to upload or drag and drop

PDF, JPG or PNG · Max 5MB

Board Resolution*

⬆

Click to upload or drag and drop

PDF, JPG or PNG · Max 5MB

Company Utility Bill / Proof of Address*

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Click to upload or drag and drop

PDF, JPG or PNG · Max 5MB

SCUML Certificate

⬆

Click to upload or drag and drop

Required only where applicable

Declarations and References

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Please read and accept all declarations before continuing.

1. Risk Disclosure Statement

1. General Risk Warning: This document complies with NGX rules governing dealing members. The statement is not an exhaustive list of all risks of trading in the Nigerian Capital Market.

2. Nature of Risk: There are varying degrees of risk for different instruments. Do not invest unless you fully understand the risks involved and whether an investment is appropriate given your experience, objectives, financial resources, and all other conditions.

3. Capital Risk: An investor is at risk of losing 100% of their investment. Prices fluctuate, sometimes drastically. The value of a security may become insignificant and losses may be incurred rather than profits.

4. Currency Risk: Fluctuations in exchange rates may affect profit or loss in foreign currency denominated transactions.

5. Market Risk: Transactions in markets within and outside Nigeria may expose you to additional risks. Such markets may offer different or diminished investor protection.

6. Fee Awareness: Seek proper clarification of all fees commissions and charges before issuing a trading instruction. These will affect your net profit or increase your loss.

7. Execution Only: Network Capital Limited acts as an execution-only stockbroker and not a financial adviser. We only execute BUY and SELL mandates on the floor of the NGX.

Confirmation: I/We confirm that I/We have read and understood this Risk Disclosure Statement and any questions have been answered by Network Capital Limited to my/our satisfaction.

2. Electronic Instruction and Email Indemnity*

I/We request that Network Capital Limited may receive and act on properly authenticated instructions sent through the communication channels registered for this account. I/We acknowledge the operational risks of delay, interception, corruption, impersonation and unauthorised access, and undertake to notify Network Capital Limited immediately when a registered channel or device is compromised.

This indemnity applies only to electronic-instruction risk. It is not consent for marketing and does not waive rights that cannot lawfully be waived.

I/We accept the electronic-instruction and email indemnity terms stated above.

3. Terms and Conditions

Office Hours: 8:00 AM to 5:00 PM on each Business Day in Nigeria.

Market Hours: The market is open from 9:00 AM to 4:00 PM Nigeria time.

Mandate Deadline: Mandates received after the close of the market will be treated on the following market day.

Execution Only: Network Capital Limited executes mandates on a best-efforts basis. Network Capital Limited cannot guarantee execution on a particular day, even at the market price.

Settlement: The Nigerian market operates on T+1 settlement. Proceeds are credited to your registered bank account within one business day via CSCS Direct Settlement.

Fees: Brokerage is charged up to a maximum of 1.35%. SEC fee applies on purchases. NGX fee and CSCS fee apply on sales. Stamp Duty is 0.08%. CSCS Trade Alert is ₦6 per SMS alert. VAT applies only to applicable charge components as shown on the contract note.

AML Compliance: All transactions are subject to the Money Laundering (Prevention and Prohibition) Act 2022. Network Capital Limited is required to report suspicious transactions to the Nigerian Financial Intelligence Unit (NFIU).

Payments: All deposits must come directly from the clients own bank account. Proceeds are paid only to the registered bank account on file. No third-party payments.

Confidentiality: The Client agrees to keep confidential any information about Network Capital Limited. Network Capital Limited will not divulge client information to any third party except as required by law.

Termination: Either party may terminate with 3 days written notice provided no outstanding transactions remain to be settled.

Governing Law: This agreement is governed by the Laws of the Federal Republic of Nigeria.

Amendment: The client agrees to be bound by any review changes or amendments to these terms from time to time.

I/We have read understood and agree to be bound by the Terms and Conditions of Network Capital Limited as stated above and as may be amended from time to time.

4. Privacy Notice Acknowledgement — Nigeria Data Protection Act 2023*

Network Capital Limited processes information required to assess and administer this account, comply with securities, anti-money-laundering and other legal obligations, execute transactions, manage risk, prevent fraud and provide requested services. The applicable lawful bases include contract, legal obligation and legitimate interests as described in the NETCAP Privacy Notice (version 2026-07).

The notice explains the information collected, purposes, recipients, cross-border safeguards where applicable, retention criteria and data-subject rights. Privacy enquiries, access, correction, restriction, objection, withdrawal or erasure requests may be sent to the Data Protection Officer at dpo@networkcapitalltd.com. A complaint may also be submitted through the Nigeria Data Protection Commission.

Required KYC and account-administration processing is not based on marketing consent. Regulatory retention or another lawful basis may limit immediate deletion.

I/We acknowledge that I/we have read the referenced Privacy Notice and understand the required processing described above.

Optional Marketing Preferences

These choices are optional, unticked by default and do not affect account-opening eligibility. I/We may withdraw or object at any time through the Data Protection Officer.

Email newsletters, investor education and service promotions SMS investor education and service promotions WhatsApp investor education and service promotions

Third-Party Information Notice*

Where I/we provide information about a next of kin, reference, representative, beneficiary or another person, I/we confirm that the person has been informed or will be informed using NETCAP's Third-Party Privacy Notice, unless a documented legal exception applies.

I/We confirm the third-party notice obligation stated above.

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Network Capital Limited will never request ATM card numbers, OTPs, full card details, or Networktrader login credentials.

References — 2 Required

Reference 1

Full Name*

Phone Number*

Email Address

Duration of Acquaintance

Address

Reference 2

Full Name*

Phone Number*

Email Address

Duration of Acquaintance

Address

How Did You Find Us?

How did you hear about Network Capital Limited?

Referral Name

CSCS Direct Settlement, Checklist and Charges

CSCS Investor Bank Account Update Form for Direct Settlement

CSCS Plc, Stock Exchange House, 2/4 Customs Street Marina Lagos · FORM 001

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Fields marked AUTO are pre-filled from this corporate application. Please verify before submitting.

Account Type

✓

CorporateAutomatically selected for a corporate account application.

Full Name / Company Name*

CAC / RC Number*

Address*

CSCS Account Number

Does the company already have a CHN?*

YesNo

Telephone 1*

Telephone 2

Email Address 1*

Email Address 2

Client Bank Details

Bank Name*

Bank Branch*

Account Number*

BVN*

Type of Account*

SavingsCurrentDomiciliary

Stockbroking Firm Name

Member Code

Document Checklist

Company Documents

Completed corporate account opening form
Certificate of Incorporation
Memorandum and Articles of Association
CAC Status Report / Particulars of Directors
Board Resolution appointing signatories
Company utility bill / proof of address

For Each Active Signatory

Valid means of identification
Passport photograph
BVN and specimen signature

Applicable Charges - Equity Sales

Fee	Rate	Type
NGX Fee	0.3% of Consideration	STATUTORY
Brokerage Fee	Max 1.35% of Consideration	MAXIMUM
CSCS Trade Alert	₦6 per SMS alert	STATUTORY
Stamp Duty	0.08% of Consideration	STATUTORY
CSCS Fee	0.3% of Consideration	STATUTORY
VAT on Brokerage	7.5% of Brokerage	STATUTORY
VAT on NGX Fee	7.5% of NGX Fee	STATUTORY
VAT on CSCS Fee	7.5% of CSCS Fee	STATUTORY
VAT on CSCS Trade Alert	7.5% of CSCS Trade Alert	STATUTORY

Applicable Charges - Equity Purchases

Fee	Rate	Type
SEC Fee	0.3% of Consideration	STATUTORY
Brokerage Fee	Max 1.35% of Consideration	MAXIMUM
CSCS Trade Alert	₦6 per SMS alert	STATUTORY
Stamp Duty	0.08% of Consideration	STATUTORY
VAT on Brokerage	7.5% of Brokerage	STATUTORY
VAT on CSCS Trade Alert	7.5% of CSCS Trade Alert	STATUTORY

All contract notes show the full breakdown. No hidden charges.

FOR AUTHORISED STAFF USE ONLY

Client Category: Institutional CorporateMember Code: CCAP

Compliance Remarks

Relationship Officer

Compliance Approval

Approving Officer